conducted a public hearing on a proposed amendment to the regulations on custody of clients’ assets. Comments and recommendations from the hearing respondents were taken into consideration when revising final
the results of which showed that most respondents agreed with the guidelines proposed by the SEC. The revised rules have come into force since 1 January 2022. _______________________Remarks
, transfer or withdrawal of money or entering into transactions related to digital assets with digital asset business operators who have not obtained a license under the Emergency Decree on Digital Asset
a crime. The SEC has drafted relevant regulations by taking into consideration the comments and recommendations received from business operators and the general public concerning the aforementioned
next phase. The Thailand Taxonomy Board has brought all comments into consideration and incorporated them in the final Taxonomy. The interested public may download the Thailand Taxonomy Phase I from
documents in order to lure the investors into believing that their subscription transactions had been executed and recorded when in fact Napasook did not use the money to subscribe for the fund units as
execution program. She also transferred her own money into the client’s trading account as a collateral for trading loss. Meanwhile, the client did not contradict or object to the record of confirmed
a mechanism for PVD to automatically choose a suitable investment policy for members who do not make a choice by themselves by taking into consideration such members’ characteristics such as age and
asset management companies are already required to prepare and disclose to the unitholders. In drafting the regulations, the SEC took into account the feedbacks received from the business operators during
counterparties or providing the system or facilitating entry into an agreement or match the order for persons who wish to trade or exchange digital assets. In so doing, {X1} has solicited the Thai public and