work with them in implementing the proposals on a phased basis, starting with investment consultants, research analysts and individuals who are licensed to carry out fund management activities. The ACMF
futures trading, they should deal with companies that are licensed by the SEC only. Investors can view the licensee list at the SEC's website (www.sec.or.th) and report any suspicious activities or
. Natcha Suttipate and (8) Ms. Nijjawan Iamsaard were involved in the wrongdoing of Thanaporn by executing transactions for clients whose activities were clearly irregular in violation of the bank's
ในการพัฒนาตลาดทุนเพิ่มขึ้น ซึ่งหน่วยงานกำกับดูแลควรพิจารณาหลักการกำกับดูแลผลิตภัณฑ์ที่มีลักษณะความเสี่ยงคล้ายกันภายใต้กฎเกณฑ์เดียวกัน (same activities, same risk, same regulatory outcome) โดยต้อง
years, the SET has placed high priority on promoting investor education and investment in mutual funds through a number of projects and activities, especially the well-known ?Let Your Money Work through
baht from such activities. Subsequent to the case mentioned above whereas Numkrit, Chalalai, Duangduean and Rosathorn are named in the criminal complaint the SEC has filed with the DSI, these four
capital) to meet and develop networks through a variety of activities, such as focus groups, seminars, training, websites or social networking, etc. This is to make another step forward, after the SEC?s
financial institutions? role in financial education to avoid possible conflicts between their educational and commercial activities??Further strengthening the delivery of financial education in schools
activities, and the promotion of green bonds. At the forum, the SEC Secretary General delivered a presentation on The Sustainable Capital Market, highlighting developments in sustainable finance and Thailand’s
related to the transferring and receiving of digital asset transfers; (4) regulating stablecoin trading and exchange activities in line with foreign exchange (FX) transactions to prevent their use as