Office receives the complete application and supplementary documents according to public guide, the Securities and Exchange Commission shall complete its consideration for issuance of derivatives business
documentation. In this regard, the SEC Office shall deliberate the application within 30 days as from the date of receiving complete and accurate application and the evidentiary documentation as prescribed in the
shall deliberate the application within 30 days as from the date of receiving complete and accurate application and the evidentiary documentation as prescribed in the Licensing Manual for the Public
issued by the SEC Office by virtue of this Notification. (2) a complete and updated summary report of the operational function outsourced to the service provider shall be prepared and submitted to the
SEC Office shall notify the result of the deliberation of the application within 7 business days as from the date when the SEC Office has received the complete application and the evidentiary
failure to comply with the banking’s requirements as DSCR not less than 1.20 times of separated financial statement (however, the Company has submitted a letter extend the term to complete requirement). The
) ( ) other (please specify) I hereby certify that the foregoing statement in this report is complete and accurate and contains neither any materially misleading statements nor any omissions of material