assets in the capital maintenance reports; (2) had concealed business control power and lacked good corporate governance by allowing the person, who was neither a company’s director, executive, nor staff
has already served SEC’s sanction in full. In considering a punitive measure, SEC takes into consideration the following factors: related roles and behaviors of the person(s) under consideration, the
of the person(s) under consideration, the penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or
company directorship was still a subject of legal consideration. In this regard, IFEC proceeded to exercise its legal right to request for the Court to appoint a person to perform the duties of company
. In addition, the allegation by SEC are only the starting point of the criminal law enforcement process. Under this process, in order to adjudicate whether a person has committed an offense will
August 2023.*** In deliberating the imposition of administrative sanctions above, the SEC has taken into account the following factors, i.e. relevant roles and demeanors of the person under
from 31 organizations, jointly delivering financial and investment knowledge with a combined public reach of more than 392 million engagements, through both online activities and in‑person events
Nerngchamnong, the investor who is interested in the investment in Hero Experience on the agreed terms and conditions and is not a related person of the company, which Mr. Niti Nerngchamnong will subscribe to
fund management; “fund scheme” means a mutual fund investment scheme; “obligation” means the obligation between the unit holders and the management company; “selling agent” means a person who is assigned
bidder on January 30, 2019, namely Ocean Fitting Co., Ltd., which is the Company’s connected person, whose bid amounted to Baht 78,000,000 (Seventy-eight million baht), which is lower than the book value