ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification https
: * Notification of the Capital Market Supervisory Board No. Tor Thor. 29/2567 Re: Rules and Periods for Report Submission of Securities Companies, dated 6 September 2024: https://publish.sec.or.th/nrs/10382p_r.pdf
Commission B.E. 2535 (1992) and the Notification of the Capital Market Supervisory Board. Additionally, they are obligated to fulfill duties outlined in the bondholders’ representative appointment agreement
hearing on the proposed amendments to the qualifications of bondholders’ representatives, as approved by the recent Capital Market Supervisory Board Meeting. The key points of the amendments are
Capital Market Supervisory Board No. Tor Thor. 8/2567 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives
The Capital Market Supervisory Board at its meeting in late 2023 approved in principle the proposed regulations on the establishment of Thailand ESG Fund (TSEG Fund), which includes sustainability
and investment in crowdfunding securities. The proposed amendments align with both domestically and internationally supervisory guidelines for similar business operators. Therefore, the SEC is
shareholders must comply with the regulations specified in the Notification of the Capital Market Supervisory Board No. Tor Jor. 34/2551 Re: Application and Approval for Offering for Sale of Warrants and the
Capital Market Supervisory Board No. Tor Lor Thor. 20/2568 Re: Rules related to Personnel in Capital Market Businesses (No. 19), dated 4 April 2025: (https://publish.sec.or.th/nrs/10677p_r.pdf )2