in Thai version to facilitate Thai business operators in utilizing such handbook as a guidance in disclosing Environmental, Social, and Governance (ESG) information for investment products that are

failure to comply with Section 35 of the Emergency Decree may lead to the consideration of license revocation.”     The SEC emphasizes the importance of monitoring the operations of business operators to

operators in the capital market;         - You Protect Forests; We Protect You Project: The TRBN in conjunction with the Mae Fah Luang Foundation under His Majesty the King’s Royal Patronage, the Department

and monetary policy setting as transactions or activities may not be conducted through operators or intermediaries under the public-sector supervision. Meanwhile, the public sector should not hinder

models and conditions, based on the Corporate Governance principles. Emphasis will also be on business operators’ professionalism and consideration of investors’ best interest and a more diverse

minimum requirements for business operators and protect investors.?The SEC has also cooperated with the Bank of Thailand and the Office of Insurance Commission to build a supervisory linkage that ensures

Clause 20(1) and (2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving

behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing

; (2) Sustainability Award; (3) Creativity Awards; (4) The Financial Empowerment Award, for business operators that accumulate awards across all three categories above throughout the initiative period

Qualifying CIS Operator) [ ] 2.* Standard letter issued by the Home Regulator to a Qualifying CIS Operator (as per Appendix I of the Handbook for CIS Operators of ASEAN CISs) [ ] 3* ASEAN CIS Application Form