procedures and expenses. Furthermore, capital market tools currently available do not respond to SMEs’ needs. Therefore, SEC is now developing new rules to add more fund mobilization options for SMEs that
the following changes to be made to the report so that more comprehensive information can be obtained as needed, for example, 1) country code of the securities issuer, 2) average cost of securities
more efficient.SEC understands the benefits of encouraging the intermediaries to do e-KYC. Not only e-KYC is effective methods, but it also supports clients that have changed themselves to digital
Fixed income funds are steadily growing with more diversified investment portfolios. As of the end of 2018, net assets value of fixed income funds was approximately 2.6 trillion baht, most of
investment. SEC Secretary-General Ruenvadee Suwanmongkol said: “All participating agencies shared their views and experiences at our brainstorming meeting today. We plan to lay out more efficient guidelines
Licensee List and more information are available on www.เสี่ยงสูง.com. In case of tips on suspicious acts, please call SEC Help Center at 1207 so that the SEC can conduct further investigation. In case of
account in amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to allow more effective and efficient supervision of the audit firms and auditors and every agency is
) Contribution for public interest more than one’s own benefits and public mindedness, (5) Focus on work effectiveness, (6) Fair and impartial duty performance, and (7) Setting good examples and protecting the
SEC is proposing to amend the SEA in the part related to the preparation and submission of interim financial statements of listed companies. The amendment would allow SEC to have more flexibility in
The new regulations allow insurance companies to issue and offer for sale of insurance capital bonds. Initially, such offering must be in private placement scheme to no more than 10 investors (PP