Securities Companies, the Association of Investment Management Companies, the Thai Bond Market Association, the Thai Investors Association, the Investment Banking Club and representatives of the holders of
could be permitted. In this regard, SEC will arrange a meeting among Thai asset management companies, SFC, the Financial Services & the Treasury Bureau, the Hong Kong Monetary Authority and Hong Kong
funds to be exempted if asset management companies comply with all obligations, such as widely allocating investment units to the general public, managing liquidity effectively and having measures to
Special Administrative Region of the People's Republic of China and Thailand to facilitate cross-border offerings of funds between Hong Kong and Thailand for asset management companies by recognizing each
zone has been also set up to provide a consulting service regarding fund-raising. The staff would help give advice regarding the process and access to the capital market for SMEs and start-up companies
ครอบคลุม 5 หัวข้อ ได้แก่ การกำกับดูแลสถาบันจัดอันดับความน่าเชื่อถือ (Credit Rating Agency : CRA) บริษัทประเมินมูลค่าทรัพย์สิน (Asset Valuation Companies) สำนักสอบบัญชีและผู้สอบบัญชี (Audit Companies) ผู้รับ
unable to find sufficient evidence to justify the management's decision to execute transactions for investment in two associate companies. In addition, the auditor could not reach a conclusion for the
. In this regard, the cornerstone investors are major investors in the category of institutional investor, both domestic and international, such as financial institutions, insurance companies, mutual
SEC has proposed additional risk management tools that asset management companies are able to select and use when dealing with events or factors causing investors to panic-sell or redeem their
To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring