a trading order from the client's securities trading account without her client's order. {A} admitted doing such action, reasoning that she was unable to contact the client at the time the share

, for failing to take action for the company?s utmost benefit or for the Board of Directors to have sufficient information before ratifying the above investments in Plus and Plus-W2. The criminal

days.In any case, failure to comply with the SEC orders or disclosure of information inconsistent with the facts may subject EARTH's directors and executives to legal action that could lead to criminal

disclose the rectified financial statements which have been reviewed or audited by auditors. This action follows the audit report stating that auditors gave adverse opinion on YNP financial statements of

conjunction with Section 86 of the Penal Code. However, Apichart and Ratchanee denied the allegation while Krisda did not make any contact to clarify his action. As for Preecha, there is no evidence to identify

นายวรพล  โสคติยานุรักษ์ เลขาธิการ ก.ล.ต. กล่าวว่า ?ก.ล.ต. ติดตามผลการประเมินการปฏิบัติตามมาตรฐานสากลด้านการป้องกันปราบปรามการฟอกเงินและการต่อต้านการก่อการร้ายที่ Financial Action Task Force on Money

hold a seminar to impulse board of director and top executives of securities and asset management companies to realize the importance of joining Collective Action Coalition (CAC). So far, four securities

and duties of directors, independent directors and audit committees; supporting private sector collective action coalition against corruption project, elevating enforcement efficiency covering amending

the rectified financial statements which have been audited by the auditor and disclose them to the public within November 8, 2010. This action follows NIPPON special audit report which reveals that the

rights in that meeting. The SEC considered the action as deprivation of shareholders? basic rights, affecting market confidence and international recognition of corporate governance of Thai listed