custody without the objective of custodial service business as in the case of DA issuers who provide custody of self-issued DA to their clients. The SEC therefore views it is appropriate to revise the
investment in derivatives traded on foreign derivatives exchange without limiting investment objective, providing that the investment must be made through securities company. The revised regulations aim to
debentures and share warrants, to be in line with those governing other securities. The objective of this revision is to facilitate fundraising of business operators while protection of shareholders? rights
investment in (i) the companies in such employer?s group and (ii) investment units of mutual funds and trust units of trust having main objective to invest in the assets of employer?s assets and the companies
-Money Laundering Office (AMLO) signed the memorandum of understanding with objective to enhance effectiveness of collaboration on supervision over securities business operator to prevent and suppress
in the following cases: (1) the public offering of the debt securities shall be in accordance with the criteria set out under Part 2; (2) the private placement of the debt securities shall be in
transfer of shares that increases the holdings of foreigners to more than 25% of the Company’s registered capital. The Company or the Registrar may refuse to register the transfer of such shares as set out
Notification of the SET Board of Governors Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Connected Transactions B.E. 2546, dated November 19, 2003. (Please consider the
In 2018 Annual Report, this item is shown under the topic, “Management Report”. B Meanwhile, KBank’s net interest margin (NIM) was 3.39 percent, which was within the set target, and cost-to-income
and the persons whom IFEC identified as director via the Stock Exchange of Thailand (SET) to solve the company's problems urgently and to disclose their individual clarifications to the public within