reduced the punishment by half to the eight-year and 18- month imprisonment and the fine 1,880,000 baht. Note: Example for commission of several distinct and different offences in this case is the violation
a brighter future for our country by making a declaration of intent coalition against corruption with CAC as well as applying for admission to CAC membership.? Vorapol finally said. NOTE: Thai
, and {A}, as the financial advisor supervisor, starting from February 27, 2015. ------------------------ Note: In this case, the SEC did not grant IPO approval to the applicant.
suspension imposed by the SEC is deemed to have been served. _________________ Note: Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel
shall remain for 7 months and fifteen days, effective from October 9, 2014.Note: Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 which was prohibited
suspended her approval of the capital market investment consultant and investment planner for 6 months, effective from December 9, 2014.Note: *Clause 23(1) and prohibited characteristics of personnel in the
. Taking into account that {A} had already been suspended by his employer for a month 7 days, however, the suspension imposed by the SEC shall remain 4 months 23 days, effective from December 11, 2014.Note
six-year period starting from 25 October 2025 during which her applications for approval to be a capital market auditor will not be considered. Note:* Failure to comply with auditing standards
locations, three mini branches (this branch format shares the space of our business partners to provide customers basic services), and two Happy Loan Centers by KBank to offer loan products and advisory
ราย นายกสมาคมกองทุนสำรองเลี้ยงชีพ นายกสมาคมบริษัทจัดการลงทุน ที่ กลต.น.(ว) 1 /2551 เรื่อง การลงทุนในหรือมีไว้ซึ่งตราสารที่มีลักษณะของ สัญญาซื้อขายล่วงหน้าแฝงประเภท Credit Linked Note ที่มีการจ่ายผล