unauthorized business undertakings by contacting the SEC Help Center at 0-2263-6000 or complain@sec.or.th. In case of agricultural futures trading, please view the information from the Office of Agricultural
and sukuk will be allowed. The latter will also help develop sukuk market as well. In this regard, any practitioner having suggestion on revision of rules is urged to inform us and we will take the
efficiency of the regulatory regime This is to help shorten procedures for businesses, yet enhancing their competitive edge. However, it will be carried on based on a reasonable level and speed so as for the
investors will help drive stable and sustainable investments in the Thai capital market. These measures will ensure Thailand’s stock market remains fundamental to the nation’s sustainable economic growth.”
enhancing production standards and local products, improving local water resource management, advancing sustainable agriculture, strengthening environmental management, supporting forest management to help
สงสัยสามารถติดต่อสอบถามข้อมูลเพิ่มเติมได้ที่ สายด่วนศูนย์บริ การประชาชน ก.ล.ต. (SEC Help Center) โทร. 1207 กด 7 หรือนางสาวปิยะนาถ เหลืองวิไลวรรณ เจ้าหน้าที่บริหารฝ่ายนโยบายธุรกิจตัวกลาง โทรศัพท์ 0-2033
indirect individual account of an omnibus account to the extent that the client knows or should have known as a result of holding such omnibus account. (2) the client gives consent to the intermediary for
registration statement shall indicate that the statement or report, in the form and context in which it is included, has been included with the consent of that person, who has authorized the contents of that
customer, derivatives broker shall inform and get the customer’s consent in written. (6) In cases where derivatives broker giving advice related to derivatives contract, derivatives broker shall give