Re: Rules in Detail of the Work System and Management of Mutual Funds for Institutional Investors or Ultra-High Net Worth Investors, dated 1 February 2019.** Regulatory Guillotine is the
ได้ (investment grade) (2) ให้ ก.ล.ต. พิจารณาความเป็นไปได้ในการสนับสนุนค่าใช้จ่ายในการพัฒนาทักษะของบุคลากรในตลาดทุน การขยายฐานผู้ลงทุน รวมทั้งการพัฒนาระบบเทคโนโลยีสารสนเทศ (IT System) เพื่อยกระดับ
the relevant regulation*. The SEC is also proposing to stipulate a minimum Authentication Assurance Level (AAL) for clients’ online transactions via the company’s system based on associated risks
and Governance (ESG), as well as to build a good eco-system for investment via the promotion of alternative in investment in ESG stocks. SEC hereby invites you to experience “Every Confident Step
that required to keep in a non-network-connected system unless the online execution of transaction is warranted (cold wallet); specifying the qualification of a digital asset custodian; and laying down
investors, as well as to have a flexible and effective working system and measures against conflicts of interests. SEC also sought comments and concerns in regards of relevant aspects such as the
investors in minds, as well as for them to have a flexible and effective working system and measures against conflicts of interests. SEC also sought comments and concerns in regards of relevant aspects
has revised such regulations for the business providers to be able to mandate their operation to outsourcee with proficient personnel and working system as business operators, but the operation must
company must upgrade its operating system and risk management systems to support the additionally approved securities classes. The consultation paper is available at www.sec.or.th/hearing