On 19 October 2021, the Capital Market Supervisory Board (CMSB) Meeting No. 13/2564 passed a resolution approving in principle the proposed amendments to the IPO regulations in the part of IPO issuer
this year. The Capital Market Supervisory Board approved the revision of regulations concerning cross-border offerings of debt securities and CIS in line with ASEAN Capital Markets Forum (ACMF)?s
number of clients? securities trading orders. Such actions were in violation of Clauses 23(1) and 23(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on
breach of duty is found. The above unprofessional acts were in violation of Clause 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of
perform duties or provide services honestly and a wrongful treatment of investor assets in contravention of the governing Notification of the Capital Market Supervisory Board. The SEC therefore revoked his
Bangkok, April 28, 2011 ? The Capital Market Supervisory Board (CMSB) at its monthly meeting held today has approved revisions to the takeover regulations as follows: 1. Any person making a
Supervisory MMoU ซึ่งเป็นกรอบความร่วมมือใหม่ในภูมิภาคที่มีความสำคัญ และจะเป็นเครื่องมือในการแลกเปลี่ยนข้อมูลระหว่างประเทศสมาชิกเพื่อการยกระดับการกำกับดูแลระหว่างประเทศให้มีประสิทธิภาพยิ่งขึ้น นอกจากนี้
issuing branches must be provided to better reflect credit risk.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved revision of regulations on
notify his client of some transactions.Making securities trading decisions on behalf of client is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555
Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board (CMSB) recently approved revision of regulations to expand list of investment products denominated foreign currencies