(1999). Note: * SEC News No. 69/2024 headlined: SEC imposes civil sanctions on 12 offenders for manipulating SCN share prices, released on 28 March 2024: https://www.sec.or.th/EN/Pages/News_Detail.aspx
business for a period of 10 years, effective from 6 May 2020. _______________________________ Note: * Pursuant to Clause 23(1) and the prohibited characteristics of personnel in the
September 2020. _________________________ Note: The definition of high net worth investor is available at: http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1
capital market business for a period of 10 years, effective from 6 May 2020._______________________________ Note: * Pursuant to Clause 23(1) and the prohibited characteristics of
Note: *effective from 1 January 2022.
to send comments or suggestions by 16 November 2020 via the website or e-mail to pitchayai@sec.or.th. ________________________ Note: *4 Acts are the Securities and Exchange Act B.E. 2535
benja@sec.or.th until 30 November 2018. -----------------------------Note: public hearing document https://capital.sec.or.th/webapp/phs/upload/phs1540194562hearing_43_2561.pdf
@sec.or.th or witchulada@sec.or.th. The public hearing ends on 26 September 2018. _______________________ Note: The ten ASEAN countries are, namely, Brunei, Cambodia, Indonesia, Laos, Malaysia
effect as from September 10, 2014. Note: Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of