) if the management company can demonstrate to the SEC Office that such person has rectified the cause, work system, management structure and operating control, which has caused such person to have the
characteristics. Clause 22/22 The provisions under Clause 22/1(1) and (2), as the case may be, shall not apply to the applicant who has amended or changed the cause, the work system, the management system and the
demonstrate to the SEC Office that such person has made amendment to the cause, work system, management system and operating control which cause such person to have the characteristics under (1) and (2) of the
Clause 17(1) and (2), as the case may be, shall not apply to the applicant who has rectified the cause, work system, management structure and operating control, which has caused the applicant to have the
personnel, IT systems as well as sound risk management via change in our work format and service suspension at high-risk locations, KBank was able to efficiently cope with the COVID-19 pandemic, allowing us
greater efficiency in work processes, control and systematic risk management, in compliance with related international standards and the Bank of Thailand’s policies and best practices. 9 3. Business
maintaining our leadership in digital banking services. We have assessed risk management and status, and set the risk target and 2018 Cyber Risk Management Roadmap for enhanced efficiency in work process
chief executives responsible for the line of work related to analysis of capital market products and the line of work related to risk management to specify the investment guidelines in Paragraph 1. Clause
capital market products and the line of work related to risk management to specify the investment guidelines in Paragraph 1. Clause 41/5 An intermediary shall arrange an agreement on providing services for