e-service Online Submission License to Undertake Derivatives Business in the Category of Derivatives Broker Limited to Precious Metals Derivatives Licensed Derivatives Broker | Registered Derivatives
time. For example, an applicant wishing to undertake brokerage business for equity and debts would be able to apply for such specific package with the Minister of Finance, and could apply for additional
and Disposition Notifications, i.e. a transaction with a transaction size of equivalent to or more than 15 percent but less than 50 percent. Therefore, the Company is required to undertake the following
in his capacity as the responsible person for the operation of Zipmex, which included ordering or acting and omitting to order or failing to act in any way that caused Zipmex to commit offenses in
individuals colluded to commit fraudulent acts in the procurement of equipment from foreign suppliers and/or the procurement of software programs for the construction of solar plants of EA through the aforesaid
Section 317/5 of the SEA. Jakkaphong, as a person responsible for the operations of the legal entity, caused JKN to commit the aforementioned offense. He is therefore subject to the same penalty under
Securities and Exchange Act (No. 5) B.E. 2559 (2016). As to Malita, her assistance for Sarath to commit the offence was itself an offence liable to the punishments under the said provisions in conjunction with
Section 296 and Section 296/2 of the SEA, as amended by the Securities and Exchange Act (No. 5) B.E. 2559 (2016). As to Chatchala, his assistance for Pinit to commit the offence was itself an offence liable
Growth.?PE is an investment of institutional investors or high net worth individuals who commit their money into targeted business having high growth potential and demanding funds for improving its working