collectively combat corruption through ESG principles, especially Governance (G) to ensure sustainable development in Thailand and foster an aware and ready to fight corruption society. The event took place on 6

supervision. The briefing took place on 24 September 2024 at the SEC Building. Mr. Anek Yooyuen, SEC Deputy Secretary-General and SpokespersonMr. Rongrak Phanapavudhikul, SET Senior Executive Vice President and

Expo opening ceremony took place at Hatyai Hall, 5th floor, Central Hatyai, on 4 July 2025.  Ms. Archinee Pattamasukhon, SEC Assistant Secretary-General, attended the opening ceremony of Money Expo

SEC Secretary-General Ruenvadee Suwanmongkol said that since the regulations on details of mutual fund schemes supporting the establishment of SSF to invest mainly in listed securities took effect

derivatives business operators. Previously, the SEC conducted a public hearing on the principles for amending the aforesaid digital asset business regulations, took into consideration the comments and

strongly innovation-oriented jurisdictions We look forward to sharing views and experiences with our colleagues from the SEC Thailand”.The Memorandum took effect on 7 June 2021

regional regulators on new challenges that could have an impact on the balance between effective supervision and financial innovation.The seminar took place in Bangkok during 22 - 26 August 2016.

suggestions of the private sector and stakeholders who took part in the previous hearing on the governing prinicples.Key points of revision include (1) permission for mutual funds offered for sale to

} frequently failed to record his clients' securities trading orders as the same as {B} case as reported by his employer Phara Securities Plc. Both persons admitted that they took those orders via mobile phone

via internet trading accounts of the clients. In case of {B}, the SEC found that he failed to record a large number of clients' securities trading orders. {B} admitted to his employer that he took those