inappropriate behavior of {B}, an investment consultant of another securities company. Following a customer complaint against {A}, the SEC probed into the case and found that she had sold four securities of the

and considers the transaction is appropriate and beneficial to the company.The transaction is classified as a related party transaction and an asset acquisition; owing to the fact that one of DEMCO?s

regulation and supervision of mutual funds and mutual fund-related service providers.? In addition, the MoU marks the beginning of bilateral cooperation that will create business opportunities for investment

Co. Ltd. that {A} had been authorized by his clients to make securities trading decisions on the clients' behalf where he frequently made trading decisions with relatively significant volume.  He

time of the incident, was considered that he deceived by presenting false statements and concealing facts that should have been disclosed to its clients, which led the clients to use Zipup/ZipUp

. provincial chapters, provincial Chamber of Commerce, or the SEC from now until May 31, 2013.Jarupong Ruangsuwan, Interior Minister said that ?The Government foresees the importance of promoting business

client and {A} indicated that the client may have entrusted {A} to make decisions on securities and derivatives trading for the client whose trading orders were unclear, and that {A} had made trading

propose the agenda item to the shareholders meeting for consideration for approval of ratifying the compensation agreement.  In this regard, the IFA is of the opinion that the shareholders should not ratify

According to the regulations established by the SEC for Thai mutual funds wishing to invest in foreign mutual funds, there is a specific requirement that such foreign mutual funds must be

extraordinary general shareholders? meeting on August 15, 2011 in the morning. GJS board, audit committee (AC), and independent financial advisor (IFA) are of the opinion that:  GJS board of directors and AC