Personnel in the Capital Market Business dated 3 June 2014, and were thus suspended as securities investment consultant. The person in (2) was in contravention of Clause 31(1) and Clause 33(3) of the
pay a fine of 2,540,000 baht. The jail term, however, was suspended for three years.This follows the SEC?s criminal complaint filed with the Department of Special Investigation (DSI) on May 27, 2010
revoked. In addition, {A} and {H} were suspended from their duties as an approved investment analyst and an approved investment consultant, respectively. Following investor complaint and report from Country
judgment regardless of whether the sentence has been suspended and have been discharged for a period of less than three years after being sentenced in the offences under law on securities and exchange or law
exchange and a digital asset broker, suspended the service of depositing http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 22/2022 Dated 21/12/2022 Zipmex Company Limited During
asset broker, suspended totally or partly digital asset trading http://market.sec.or.th/public/idisc/en/Enforce < 1 ... >> > < 1 ... >> > Previous 1 2 3 4 ... Last Next
Settlement Committee Order No. 16/2022 Dated 31/08/2022 Zipmex Company Limited Between July 20 to 28, 2022 Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, suspended
broker, suspended totally or partly digital asset trading http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 07/07/2022 Dsdaq (Thailand) Company Limited
, suspended totally or partly digital asset trading http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 07/07/2022 Dsdaq (Thailand) Company Limited Between