Notification of the Securities and Exchange Commission concerning Exemption from the Provisions on Public Offering for Unit Offering of Foreign Collective Investment Schemes ; “ intermediary ” means: (1) a
Securities and Exchange Commission concerning Exemption from the Provisions on Public Offering for Unit Offering of Foreign Collective Investment Schemes; “intermediary” means: (1) a securities company
investment or seek benefits from the originator; (3) the provisions on conditions for return of investment capital and rate or proportion of benefits which the trust property is entitled to receive from the
Derivatives Fund Management Companies and Provisions in Case..
Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People?s Republic of China and
conditions under Part 2, and the provisions in the second and the third paragraph of Clause 19 shall also apply, mutatis mutandis, to the compliance with conditions prescribed in Part 2. 12 Part 2 Post
5 This Notification contains the provisions on providing services to clients regarding investment in capital market products denominated in foreign currency in the following matters: (1) General
Standard of Business Operation, the intermediary shall comply with the rules prescribed in this Notification. Clause 5 This Notification contains the provisions on providing services to clients regarding