Securities and Exchange Commission concerning Exemption from the Provisions on Public Offering for Unit Offering of Foreign Collective Investment Schemes; “intermediary” means: (1) a securities company
investment or seek benefits from the originator; (3) the provisions on conditions for return of investment capital and rate or proportion of benefits which the trust property is entitled to receive from the
conditions under Part 2, and the provisions in the second and the third paragraph of Clause 19 shall also apply, mutatis mutandis, to the compliance with conditions prescribed in Part 2. 12 Part 2 Post
Derivatives Fund Management Companies and Provisions in Case..
Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People?s Republic of China and
5 This Notification contains the provisions on providing services to clients regarding investment in capital market products denominated in foreign currency in the following matters: (1) General
Standard of Business Operation, the intermediary shall comply with the rules prescribed in this Notification. Clause 5 This Notification contains the provisions on providing services to clients regarding
reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 3/2558 Re: Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign