to mislead the general public to believe that YCI shares were purchased or sold in great volume at that time which was not consistent with the normal market conditions. Additionally, he continuously
with the rules, conditions and procedures stipulated in the relevant notification. In this regard, Gulf Binance submitted 26 reports of the results of monitoring and inspecting trading conditions (Daily
operation of Z.COMEX. He fails to perform the required duties of his position resulted in the offence committed by Z.COMEX concerning the case that Z.COMEX failed to comply with the rules, conditions and
operation of INVX. She fails to perform the required duties of his position resulted in the offence committed by INVX concerning the case that INVX failed to comply with the rules, conditions and procedures
granting of such approval shall be in accordance with the rules, conditions and procedures as specified by the SEC. The establishment of a branch office of a financial institution established in accordance
-meeting’s agenda contains subject matters for consideration as follows: Agenda Item 1: Consideration for approving a waiver of the terms and conditions regarding the closing of the
trading such share which was not consistent with normal market conditions in order to lure general public to trade such share. SEC Act S.243(2) Settlement Committee Meeting No. 3/2016 Settlement
, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by managing an advertisement about commission-free trading services without end period that cause investors or
Kasikornbank Public Company Limited Between August 30, 2021 and July 18, 2023 Kasikornbank Public Company Limited (“KBANK”) as a securities underwriter, failed to comply with the rules, conditions