Coronavirus pandemic or COVID-19 pandemic which was confirmed to have reached Thailand in January. The outbreak became widespread in many areas in the country led to the announcement of the state of emergency
………………… company List of supplementary documents to the application for approval: O an organization chart of the company; O detail of scope of duties and responsibilities of the positions applied for approval; O
of 175.56 million THB because the slowdown of investment from the state enterprises in last year has been picked up during this period in 2017. Type Jan.-Jun. 2016 Jan.-Jun. 2017 MB % MB % 1. Sales
shall ensure that the identification document bears the customer’s photo. Clause 10. In conducting the KYC/CDD process under Clause 8, the securities company shall classify, and apply the scope and
document bears the customer’s photo. Clause 10. In conducting the KYC/CDD process under Clause 8, the securities company shall classify, and apply the scope and intensity of the procedures mentioned in
, and apply the scope and intensity of the procedures mentioned in Clause 9 (1) and (2) for each client in accordance with the client’s level of risk associated with money laundering (risk-sensitive basis
, registration fees, approval fees or operating fees; (3) the determination of scope and practices as regards the duties of the subcommittees and relevant officers under this Act; (4) the prescription of a