Secretary-General revealed that the Capital Market Supervisory Board has approved revisions of investment rules applicable to retail funds and private funds to invest in financial instruments of the Greater
. SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved rule revisions to allow underwriters to trade underlying securities of securities
’ approval. Additionally, there are changes in directors and management, and revisions to its internal work systems, with an external consulting firm monitoring and reviewing financial transactions of PDITL
new clients during the account opening process. Hence, such information must be accurate, complete, up-to-date, and clearly separated from other information. In case of significant revisions/updates
With the view to ensure more effective oversight, the SEC has sought comments on the proposed revisions regarding the issuance of debt securities of the LiVEx listed companies,* such as determination
more effective . These revisions are in line with the IOSCO standards, which helps to further credibility of the Thai capital market and to build up confidence for both domestic and foreign investors
reviews and revisions in going forward. In this connection, related supervisory policies and measures were endorsed by both parties. “This collaborative meeting is a good opportunity for reinforcing
revisions/updates, all clients must be informed accordingly. The notification was published in the Royal Gazette and came into force on 16 November 2023.Remark: * The Notification of the Office of the
markets, business sector and people. Throughout this year, there will be the regulatory revisions to lessen burden of the private sector. These include reduction of procedures and implementation
support industry business operation, remove obstacles and clarify certain governing regulations. The revisions to become effective in September include:1. Licensed derivatives dealer will be allowed to