exercise of warrants, provided that the resolution is obtained no more than one year prior to the date of filing an application under Clause 5; (3) in cases where the applicant is a listed company wishing to
period of time according to granting approval for an appraisal company in capital market and a lead appraiser Clause 10 An applicant would obtain an approval [from the SEC Office] to be an appraisal
10/1. In applying for license, if the applicant requests to restrict the scope of its securities borrowing and lending business in any way, then after license has been given,, the business operator
applicant requests to restrict the scope of its securities borrowing and lending business in any way, then 11 As added by the Notification of the Securities and Exchange Commission No. KorThor 12/2542 Re
applying for license, if the applicant requests to restrict the scope of its securities borrowing and lending business in any way, then 11 As added by the Notification of the Securities and Exchange
) Factsheet Information as of [day/month/year] 7 Heading Disclosure of Information applicant has the power to control the issuer who issues underlying shares or is controlled by the issuer who issues underlying
. Division 2 Effects of Possessing of Prohibited Characteristics Clause 32 In case a person possessing the prohibited characteristics under Division 1 is an applicant for obtaining an approval as a personnel
abet the others in connection with such behavior. Part 2 Effectiveness of the Possession of Prohibited Characteristics __________________ Clause 7. In cases where the applicant for approval of capital
to the fund. Clause 165 The applicant for approval of establishment of a fund shall pay the application fee to the SEC Office when the SEC Office has received the application together with accurate and