UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...
Government Organization and State Enterprise under the relevant incorporating law, including state-owned business enterprise which is not a juristic person; (7)3 repealed. (8) “Stock Exchange” means the Stock
Organization and State Enterprise under the relevant incorporating law, including state-owned business enterprise which is not a juristic person; (7)3 repealed . (8) “ Stock Exchange ” means the Stock Exchange
explicitly and sufficiently a direction for considering an action in previous cases with similar facts to the case under consideration. Chapter 8 Transitional Provisions Clause 40 In this Chapter: “ repealed
operator and reveal in the annual compliance report; (11) other functions with similar characteristics to the above functions under sub clause (1) to (9). Clause 9 4 The clause is repealed by the by the
the above functions under sub clause (1) to (9). Clause 94 The clause is repealed by the by the Notification of the Capital Market Supervisory Board No. TorThor. 56/2559. Division 2 The Third Party
Redeeming Units of Foreign Collective Investment Scheme in case of Institutional or High Net Worth Investor dated 12 August 2012 shall be repealed. Clause 2 In this Notification: The terms “institutional