} and {F}, the SEC suspended them for one month while publicly disclosed {G}'s inappropriate behavior with the record of her demerit for future reference if breach of duty is found. {C} case was the

account the information on anti-corruption progress indicator.  Furthermore, the assessment results, classified by country and by company, will be publicly available on the CG Thailand website. For those

are deemed as having untrustworthy characteristics of a publicly held company director and executive on the grounds that the SEC filed the criminal complaint against them which has caused the

Appeal Court, who had convicted all of the accused for such misconducts. ?The Appeal Court?s decision in this case will send a strong signal to executives of publicly traded company to become more cautious

to the share price but not yet publicly disclosed. After Mr. Itthipat (CEO and director) and Mr. Nutchatpong (Managing Director – Business Support), knew or possessed such inside information, Mr

, underwriter, or arranger, and as applicable, dissemination of the credit rating publicly or to subscribers. 5 These definitions are intended to facilitate an understanding of the IOSCO CRA Code. These terms may

To: Secretary-General Securities and Exchange Commission, Thailand Re: Application to offer ASEAN CIS publicly in Thailand I/We _________________________________________________ as an operator of

, Thailand Re: Application to offer ARFP Passport Fund publicly in Thailand I/We _________________________________________________ as an operator of _____________________________________________ hereby notify

Commission, Thailand Re: Application to offer ARFP Passport Fund publicly in Thailand I/We _________________________________________________ as an operator of _____________________________________________

conditions have been satisfied: (1) being units listed and disclosed publicly on the SEC Office’s website which were examined by the SEC Office under the Notification of the Office of the Securities and