beneficial facts or evidence in the trial of the case or the proceedings, or concealing or destroying the evidence of the case or giving false statements, etc.; Clause 4. A person having the prohibited
legal proceedings under the law governing securities and exchange and notifications issued by virtue of the said law. Clause 5 Other than the reasonable grounds of lack of qualifications or possession of
controlling access to the company’s information. Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson, said: “Pursuant to the specified legal proceedings, the digital asset business operator’s
Section 281/2 and Section 312 of the SEA. The SEC has therefore filed the criminal complaint against all seven persons with the DSI for further legal proceedings. Being named in the criminal complaint has
SEC’s proceedings, and records or any other past demeanors which indicate inappropriateness to be personnel in the capital market business. Investors are strongly advised to immediately check mutual
, the SEC will file a criminal complaint for further legal proceedings. Due to his misconduct, {A} is deemed to have prohibited characteristics of capital market personnel as specified in the
account to engage in market misconduct. The civil penalty begins with the SEC?s submitting the case to the Civil Penalty Committee to approve commencing civil penalty proceedings against the alleged
termination of their directorship and executive position at TUCC in accordance with Sections 89/4 and 89/6 of the SEA, starting from the date of the criminal complaint. On criminal proceedings, the alleged