Mr. Hironobu Iriya Mr. Hironobu Iriya, Chief Executive Officer and Chairman of the board of directors, responsible for the operation of TTCL Public Company Limited (“TTCL”) shall be liable for TTCL’s

Zipmex Company Limited On April 1, 2024, Zipmex Company Limited, a digital asset exchange and broker, appointed a director without the approval of the SEC. DAB Act S.29 paragraph 1 Settlement

Mr. Khanist Srivajiraprabha Mr. Khanist Srivajiraprabha, failed to report the acquisition or disposal of Nex Point public company limited (NEX), shares to the SEC Office within the period specified

Miss Inthira Chuagsanit Miss Inthira Chuagsanit, failed to report the acquisition or disposal of Nex Point public company limited (NEX), shares to the SEC Office within the period specified in the

Mr Tim Noparumpa Mr Tim NOPARUMPA failed to report the acquisition of ENERGY ABSOLUTE PUBLIC COMPANY LIMITED (“EA”) shares to the SEC Office within the period specified in the notification of the

KRUNGTHAI XSPRING SECURITIES COMPANY LIMITED Between July 1 , 2021 to June 30, 2024, KRUNGTHAI XSPRING SECURITIES COMPANY LIMITED, a company licensed Securities Brokerage, failed to comply with the

Bitazza Company Limited Between April 25, 2024 and November 25, 2024, Bitazza Company Limited ("Bitazza") as a digital asset broker, failed to comply with the rules, conditions and

TAB TRADING Company Limited. TAB Trading Company Limited reported an incident in which the company breached the debt repayment agreement for the crowdfunding debentures, which were due on February 8

Ms. Nongnuch Saklong Ms. Nongnuch Saklong, an authorized director of TAB Trading Company Limited, was responsible for the company's operations. Her failure to perform the required duty of her

Miss Suttirat Leeswadtrakul Miss Suttirat Leeswadtrakul, Director of Millcon Steel Public Company Limited [“MILL”] has changed her securities holding. In this regard, Miss Suttirat has the duty to