company” means any company licensed to undertake securities business; (2) “Executive” means director, manager or person with power of management; (3) “Person with power of management” means executive
. 4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. In this Notification: (1) “Securities company” means any company licensed to undertake securities business; (2) “Executive” means
regulations: Clause 1 In this Notification: (1) “executive” means a manager or a person with power of management; (2) “manager” means any person who is authorized by the board of directors of the company to
qualification and prohibited characteristics of director and executive of securities company; “manager of infrastructure fund” means infrastructure fund manager and fund manager; “infrastructure fund” means
following regulations: Clause 1. In this Notification: (1) “Notification of the Board of Governors of the Stock Exchange of Thailand” means the Notification of the Board of Governors of the Stock Exchange of
Securities and Exchange Commission No. SorKhor. 44/2547 Re: Approval for Investor Contacts and Standards of Conduct dated 3 December 2004. Clause 3. In this Notification: “Investor Contact” means any person
Derivatives Act B.E. 2546 (2003) , the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “ securities ” means the securities by definition given under
Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “securities” means the securities by definition given under the
Exchange Commission, Re: Rules for Approval of Auditors of Securities Companies, dated May 18, 1992, shall be repealed. Clause 2 . In this Notification: “Securities company” means a securities company