whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited

Earlier, the SEC instructed SAM to submit the special audit report by 26 April 2025,* which was an extended deadline as requested by SAM. The company later requested another deadline extension to

Earlier, the SEC instructed KWI to conduct a special audit and submit the special audit report by 25 May 2025.* The company later requested a deadline extension to 31 August 2025 to cover the entire

was director of the Portfolio Advice and Provident Fund Supervision Department and later the Finance and General Administration Department. _______________________

Bangkok, February 15, 2011 ? The SEC has extended the submission date of the special audit report of Bliss-Tel Plc. (BLISS) until no later than February 28, 2011. Earlier, the SEC had ordered BLISS

. VTE later submitted to the SEC the letter requesting extension of period for submitting such financial statements. The request was made on the ground that the independent financial advisor is in process

SEC Office on DECEMBER 9, 2022 later than the period specified by the law. On March 11, 2025, the Criminal Fining Committee issued special order no. 1/2025 imposing a fine on FL 2024 CO., LTD. as the

, 2023 However, FL prepared and submitted the Complaint report of Q2/2023 to the SEC Office on JULY 18, 2023 later than the period specified by the law. On March 11, 2025, the Criminal Fining Committee

financial statement for first period of six months of the year 2023 to the SEC Office on October 6, 2023 later than the period specified by the law On March 11, 2025, the Criminal Fining Committee issued

agreement for the crowdfunding debentures, which were due on January 25, 2024 to the SEC Office later than the period specified by the SEC Office Notification, on one occasion. This case is in the process of