transaction of securities dealing with a client , a securities company shall specify a procedure and method for the Know Your Client & Client Due Diligence (KYC/CDD) in writing whereby there shall be sufficient
a procedure and method for the Know Your Client & Client Due Diligence (KYC/CDD) in writing whereby there shall be sufficient processes to ensure that the client is the same person whose identity
รู้จักผู้ลงทุน (Know Your Client : KYC) การจัดประเภทผู้ลงทุน การจองซื้อ investment token เป็นต้น 2. การซื้อขาย investment token : ผู้ประกอบธุรกิจสินทรัพย์ดิจิทัลสามารถ outsource งานที่เกี่ยวข้องกับการ
) Elevating the e-KYC standard, which SEC would issue a guideline for the licensed entity to introduce the technology in getting to know the clients, to strengthen the assurance on their Know Your Client
joint purchase of the Company’s newly issued ordinary shares by Silom Road Limited and Mr. Viroj Tangjettanaporn, who know each other from business relationship, they agree to exercise their voting rights
employing knowledge and ability as a professional under different situation, being independent in making investment decision and having diversified investment in order to reduce investment risk, etc. (2) The
approximately 4-6 months for customers’ awareness and regular use of service which causes income to reach the Company’s standard. Therefore, depreciation cost rises over an income at the beginning period of kiosk
its personnel and its clients and between a client and another client ; (8) clients’ interests An intermediary shall pay regard to the interests of its clients and treat them fairly; (9) know your