decision. Non-compliance may cause the advertisement to be ceased or revised.Advertisement on selling of mutual fund investment units must include mutual fund?s significant information for investor?s
commencement of the outsourcing arrangement. The SEC ' s consideration factors include the qualifications of service provider, personnel, operating system and financial status. The consultation paper is
purchase of KITHA shares approved by shareholders? resolution. The clarification must include information concerning board of directors? roles in the said agenda at the shareholders? meeting as well as each
value information from the company, rather than that from other sources. Accordingly, disclosure should include significant issues which could materially impact business operations and shareholders, along
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of MSC shares. The sanctions include a total
Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of RPC shares. The sanctions include a
, the proposed amendments to the prohibited characteristics of major shareholders to provide greater clarity and to better reflect current risk developments. Key aspects include expanding the scope of
continued to advance other key measures to curb illicit funds in the capital market and the digital asset market across the entire value chain, from upstream to downstream. These measures include enhancing
: “intermediary” means securities company or derivatives intermediaries but shall not include the following intermediaries: (1) a securities company in the category of investment advisory; (2) a securities company