imposed by {A}'s former employer, the SEC will not consider his application for approval as capital market personnel for one year eleven months and fourteen days, starting from December 20, 2013
Exchange Act B.E. 2535 (1992) (SEA). The findings previously led to the sanctions imposed on ING Funds, Maris and Burim. In this connection, the SEC further probed into the case and found that from January 5
Bangkok, November 18, 2010 ? The Settlement Committee imposed a fine of 333,333.33 baht on Kajonchai Ngamvorarojsakul for aiding or abetting the manipulation of Focus Development and Construction Plc
} Company did not put in place the operational system in accordance with professional standards. The SEC therefore imposed one year suspension on the approval granted to {X1} Company as the financial advisor
Thai Unique Coil Center Plc. (TUCC) shares. The filing of criminal complaint resulted from their failure to pay the fines imposed by the Settlement Committee, causing the criminal case to be unsettled.In
Bangkok, June 11, 2015 ? The SEC revealed that the Settlement Committee imposed a fine of 15,469,345.62 baht on (1) Boonchai Jirapongtrakul, (2) Boonchoke Santuchpanit (or Thiratarakorn), (3) Vallaya
considered such report.Previously, the SEC had notified AIE and AI to rectify their 2014 financial statements as the auditors were unable to express opinions due to limitation on scope of audit imposed by the
mislead other persons was in violation of Section 238 and liable to the penalties under Section 296 of the Securities and Exchange Act of 1992. He was imposed a criminal fine of 500,000 baht.
Bangkok, April 20, 2016 ? The Settlement Committee has imposed a fine of 14,640,844.50 baht on Chayanont Weerayuthkosol for manipulating the share price of Chuo Senko (THAILAND) Plc. (CHUO