company’s board of directors. Clause 3. The derivatives broker shall not trade derivatives contract or any other contracts with the same characteristics as derivatives contract for their proprietary account
interest, a prohibition from trading digital assets or entering into derivatives contracts related to digital assets for a specified period, and a bar of (2) from serving as a director or executive of
Miss Jeeranan Buranaruk when she knew or should have known that Miss Jeeranan would use such information to trade securities or enter into derivatives contracts. 30/07/2019 agreed to comply with
. Clause 3. The derivatives broker shall not trade derivatives contract or any other contracts with the same characteristics as derivatives contract for their proprietary account, unless such derivatives
prepared in writing with an approval from the company’s board of directors. Clause 3. The derivatives broker shall not trade derivatives contract or any other contracts with the same characteristics as
audit group. Warot and Jeeranan jointly purchased securities and entered into derivatives contracts whose underlyings were the securities price of such companies while the companies’ draft financial
}, the SEC further probed into the case and found that {A} persuaded his client to invest in derivatives contracts by exaggerating return from investment. He had prepared his own documents for giving
Derivatives Investment Consultant