% paperless submission. The system has completed and has been already to use since the first quarter of 2020.2. Project to revise the filing form for offering debt instruments. A total of 32 filing forms will
, a lot of different forms are in use and a lot of similar information is required in different forms. As a result, investors face the inconvenience of filling in the same information repeatedly every
) Act and Royal Enactment ( 18 ) About SEC ( 8 ) Enforcement ( 4 ) Intermediaries ( 4 ) Market Data ( 4 ) Market Professionals ( 4 ) Strategic Plan ( 4 ) investor ( 1 ) More >> Documents Adobe PDF ( 628
on the bourse will be waived, if submitting IPO and listing applications within 2015. Other privileges from other alliances might be included.Interested business operators can seek further details of
applications to participate in the 2nd ?Pride of the Provinces? project. This project will help to enhance their knowledge on how to use capital market as a fund raising channel, as well as further prepare
approval under Clause 2 , a securities company intending to obtain approval shall submit an application to the Office, together with documents and evidence as per the forms and procedures provided in the
application to the Office, together with documents and evidence as per the forms and procedures provided in the electronic work system of the Office. The Office shall notify the securities company of the result