, having obtained an approval from the SEC Office, determined by the securities company association. Clause 3 A business operator shall prepare and store any document or evidence relating to investment in
criminals from using these channels to launder assets obtained from illegal activities, thereby addressing online crime.” The SEC advises the public and investors to be cautious when using the services of
obtained assets. This marks another step in combating cybercrime.” Next, the SEC will submit the information on relevant cases to the DE for further processing and requesting for the court approval. In so
hindrance. A public hearing on the proposed principles for the notification had been conducted during 21 September-21 October 2022. The SEC has taken into consideration the views and suggestions obtained
, the SEC has cooperated with and obtained support from the relevant organizations including the AMLO and the Stock Exchange of Thailand (SET). The filing of a criminal complaint is just the
Pursuant to the existing regulations on approval for capital market business personnel, if any person who has obtained an approval from SEC but has not performed duties under any business operator
SEC would like to emphasize that digital asset businesses are regulated under the Digital Asset Business Emergency Decree. Only providers who have obtained relevant licenses under the law are allowed to
provision.However, the draft guidelines will be effective and applicable to the aforementioned business operators only if approval from SEC has been obtained. SEC is, therefore, seeking comments from the business
submission.Currently, some digital asset brokers, dealers and exchanges have already obtained their respective licenses while others are in the application process. They each deploy different data types and structures
who obtained an SEC approval to become ICO portals and for digital token sale. Therefore, those who make infringement will be regarded as breaking the laws with criminal and civil penalties