originator possesses characteristics that are inconsistent with Clause 24. (2) the asset trustee fails to act in compliance with the provisions under Clause 27. Chapter 3 Private Placement of Sukuk in Thailand

or fill up additional information shall be specified. If the applicant fails to do so within such period, the SEC official will return the appilcation and evidentiary documentation to the applicant. In

condition, or are inappropriate or may violate the law governing derivatives; or if the client fails, upon request of the Derivatives Exchange, the Clearing House or the Office of Securities and Exchange

of disseminating or distributing documents or advertisements produced by the securities company. Clause 18. In cases where it appears to the Office that the securities company fails to comply with the

distributing documents or advertisements produced by the securities company. Clause 14. In cases where it appears to the Office that the securities company fails to comply with the advertising rules prescribed

Management 4 Company fails to comply with such agreement, the local intermediary shall not make any additional offerings of the Hong Kong Covered Funds under HK-TH MRF that such Hong Kong Covered Management

appropriate within a period specified by the SEC Office. In case the applicant fails to give an explanation or submit additional evidentiary documentation within the specified period, it shall be deemed that

omission of any duty causes damage to the Company, the Company may claim for damages from such director. In case the Company fails to do so, the shareholders holding at least 5 percent of the total sold

the draft prospectus as specified in Section 75. In the case where the offeror fails to proceed as specified by the SEC Office under Paragraph 1 for a considerably longer time than the specified period

client’s derivatives trading is inappropriate or may contravene the law on derivatives ; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or