the draft prospectus as specified in Section 75. In the case where the offeror fails to proceed as specified by the SEC Office under Paragraph 1 for a considerably longer time than the specified period
client’s derivatives trading is inappropriate or may contravene the law on derivatives ; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or
client’s derivatives trading is inappropriate or may contravene the law on derivatives3; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or
cancelling the establishment of the REIT if the number of units sold fails to meet the requirement, for instance, having less than 250 investors, or raising an insufficient amount for the specified investment
prescribed by the Office. In cases where the company fails to give an explanation or submit additional supporting documents within the prescribed period, it shall be deemed that the company no longer intends
rules set out by the derivatives clearing house. If it appears to the SEC Office that any derivatives clearing house violates or fails to comply with its notifications or rules, or takes inappropriate
the implementation of the debt restructuring plan and the Allocation and Offering of the Newly Issued Ordinary Shares of the Company under the Debt to Equity Conversion Scheme fails in 2.3.2.) In this
Debt to Equity Conversion Scheme fails in 2.3.2.) In this respect, at the beginning of 2016, the Company was contacted by the SSG Group, led by SSG CH, which expressed an intention to offer assistance in
. In this regard, the Office may request for an explanation or clarification of such reports or documents. Clause 11/3. In the case where the investment advisory company violates or fails to comply with