of disseminating or distributing documents or advertisements produced by the securities company. Clause 18. In cases where it appears to the Office that the securities company fails to comply with the

distributing documents or advertisements produced by the securities company. Clause 14. In cases where it appears to the Office that the securities company fails to comply with the advertising rules prescribed

Management 4 Company fails to comply with such agreement, the local intermediary shall not make any additional offerings of the Hong Kong Covered Funds under HK-TH MRF that such Hong Kong Covered Management

appropriate within a period specified by the SEC Office. In case the applicant fails to give an explanation or submit additional evidentiary documentation within the specified period, it shall be deemed that

omission of any duty causes damage to the Company, the Company may claim for damages from such director. In case the Company fails to do so, the shareholders holding at least 5 percent of the total sold

the draft prospectus as specified in Section 75. In the case where the offeror fails to proceed as specified by the SEC Office under Paragraph 1 for a considerably longer time than the specified period

client’s derivatives trading is inappropriate or may contravene the law on derivatives ; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or

client’s derivatives trading is inappropriate or may contravene the law on derivatives3; (c) the client fails to notify, provide information or prepare clarification under subclause (1), or provides false or

cancelling the establishment of the REIT if the number of units sold fails to meet the requirement, for instance, having less than 250 investors, or raising an insufficient amount for the specified investment

prescribed by the Office. In cases where the company fails to give an explanation or submit additional supporting documents within the prescribed period, it shall be deemed that the company no longer intends