based on business volume specified under (1)(b), whichever is the higher amount, deducted by the fee previously paid to the SEC Office. In this regard, any additional payment of fee shall be completed by
volume specified under (1)(b), whichever is the higher amount, deducted by the fee previously paid to the SEC Office. In this regard, any additional payment of fee shall be completed by 31 January of the
neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory
fund management, or derivatives investment management company; “fund” means mutual fund and private fund; “investor” means any person interested in investing in capital market products including
unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any person responsible for managerment of
SEC Thailand can neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ------------------------- Notification of the Office
: ________________________________________________________ 3) Home Regulator: _________________________________________________________ 4) Legal form of NRI CIS: Legal entity Unit trust Any other structure acceptable to participating jurisdictions 5) Type