Paragraph 1 shall include any business having any of the following chrematistics: (a) distributing products or providing services to the general public, either directly or indirectly, through other
dividend to shareholders, either wholly or partially, in the form of newly issued shares; 5. the company’s payment of dividend in the amount exceeding the number specified in terms and conditions; 6. any
Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013; “fund” means any mutual fund and private fund; “mutual fund for a
, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013; “ fund ” means any mutual fund and private fund
based on business volume specified under (1)(b), whichever is the higher amount, deducted by the fee previously paid to the SEC Office. In this regard, any additional payment of fee shall be completed by
volume specified under (1)(b), whichever is the higher amount, deducted by the fee previously paid to the SEC Office. In this regard, any additional payment of fee shall be completed by 31 January of the
volume specified under (1)(b), whichever is the higher amount, deducted by the fee previously paid to the SEC Office. In this regard, any additional payment of fee shall be completed by 31 January of the
neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory
fund management, or derivatives investment management company; “fund” means mutual fund and private fund; “investor” means any person interested in investing in capital market products including
neither undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Capital Market Supervisory