portals to make an arrangement with ICO issuers who offer tokens through their platform to disclose information or reports that are required to be published to investors through ICO portal channels

that focuses on financial reporting process and sufficient arrangement of relevant resources. For example, attaching the Key Performance Indicators (KPIs) of company management to financial reporting

/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013;  (2

that involves transfer of subscription money to personal bank accounts of investment consultants because such arrangement could be used as a channel for committing dishonest acts and it might lead to a

The Passport is intended to provide significant benefits to investors through more fund choice, while maintaining effective legal and regulatory arrangement for investor protection. It is also

offering process, and the procedures for remittance of funds.? Separately, the signatories have also agreed to an arrangement to provide mutual assistance in relation to the supervision of cross-border

securities investment analyst under the notification of the Office of the Securities and Exchange Commission governing arrangement to have and approval for securities investment analyst and standards of

Part C: Distribution of NRI CIS and CIS Operator’s local representative Arrangement for distribution 16) Units in NRI CIS will be offered/ marketed in Thailand by the following intermediaries who are

THB 250 million in 2Q20, decreased by THB 7 million or 2.7% YoY mainly due to the decreases of service income of Dusit Hospitality Services and dividend income and Arrangement fee income of THB 232

Arrangement, Operating Systems and Providing Services of Securities and Derivatives Intermediaries dated 6 September 2556, the SEC hereby issues the following regulations: Clause 1 In this Notification