suits their investment objectives and investment risks are acceptable; (2) necessary warnings, considering the nature of the mutual fund that may significantly affect investment decisions, such as, if the
[the transaction] relating to Islamic finance and banking; (c) being a lecturer in either one of the areas under sub clause (1) of a well-known and acceptable institution; (3) having proficiency in
. The organization selects and develops control activities that contribute to the mitigation of risks to the achievement of the objectives to the acceptable levels. Questions Yes No 10.1 The company’s
ensure security of information technology systems so that they meet standards acceptable to the SEC Office, or other standards accepted by the industry which also enable such objectives to be achieved
(1) or (2) is permissible when the intermediary deems necessary to the extent that it is not: (a) an appointment of third party to be an agent or a broker of a securities company under Section 100 of
of operational function other than sub clause (1) or (2) is permissible when the intermediary deems necessary to the extent that it is not: (a) an appointment of third party to be an agent or a broker
of TFRS 9 and TFRS 16. The financial statements for the year 2019 have not been restated which is permissible under the guidelines for the implementation of the aforementioned financial reporting
prior to the implementation of TFRS 9 and TFRS 16. The financial statements for the year 2019 have not been restated which is permissible under the guidelines for the implementation of the aforementioned
for doubtful accounts in amount of THB 35.36 million, slightly increased from THB 34.41 million in 2017. The allowance for doubtful accounts was at acceptable level of 3.68% of total trade receivables