warning to the client about material information which is likely to affect the client?s benefits was considered failure to perform the duties with responsibility and due care as market professionals under
NWR)SBCC Joint Venture. On May 8, 2017, the Company issued a letter notifying the termination of Saraburi’s responsibilities in the joint venture. As a result, the contractual roles, rights and
terms have been agreed, immediately notify SET and then 21 days of notifying SET, send a notice to all shareholders. Calculation of transaction size The size of this transaction was calculated under the
guideline for risk disclosure document specified by the Association of Securities Companies with approval of the SEC Office; (2) notifying customer of detailed procedures for submission of trading order
examination and the letter notifying the result of the examination or the letter notifying the order issued by an organization which regulates the undertaking of the applicant’s business within the period of 3
; □ (2) Copy of the memorandum summarizing the examination and the letter notifying the result of the examination or the letter notifying the order issued by an organization which regulates the undertaking
. Consequently, on January 2018, the Court has ordered Saraburi to go bankrupt. On May 8, 2017, the Company issued a letter notifying the termination of Saraburi’s responsibilities in the joint venture. As a
notification to the SET. By notifying minimum information as specified. Please be informed accordingly Yours respectfully, …………………………………………. (Associate Prof. Dr. Chirasak Chiyachantans) Authorized person for
Stock Exchange of Thailand (SET), notifying the Board of Directors’ meeting resolution, revising the opinion of the Board and the Audit Committee from unanimous approval of the IFA’s report to approval
nature of the mutual fund’s utilization of its assets may cause uncertainty to the amount of its earnings, a warning that unitholders’ benefits or returns may be significantly affected, etc.; (3) a warning