บริการจัดพอร์ตการลงทุน (portfolio advisory) เมื่อวันที่ 7 มิถุนายน 2567 ณ สำนักงาน ก.ล.ต.นางพรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต.นางชวินดา หาญรัตนกูล นายกสมาคมบริษัทจัดการลงทุน
brokerage, (b) derivatives dealing, (c) derivatives advisory service, and (d) derivatives fund management.** Due to the revocation of its derivatives business license, the company has changed the name to be
ดังนี้ (1) Dr. Ernest Kan, Chief Advisor of Capital Markets China, Singapore Exchange (2) Krishnamra Wilasinee, Partner, Deloitte Thailand และมี Tay Hwee Ling, Disruptive Events Advisory Leader
) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses
derivatives business operators, which provide services such as securities brokerage, securities dealing, investment advisory, underwriting, mutual fund management, private fund management and derivatives
REIT trustee must be independent from REIT manager. For the participation in REITs related businesses, such as underwriting or financial advisory service, a Chinese wall to prevent conflicts of interest
, financial and capital markets and; for instance, the Vice Chairman of the National Economic and Social Advisory Council, Chairman of the working group providing advice to the Council of Ministers on the
development. The SEC urged TIA to consider the possibility to become independent investment advisory institute supporting Thai capital market development. The institute could be a center for investor education
) derivatives brokerage; (b) derivatives dealing; (c) derivatives advisory service; (d) derivatives fund management; (2) “derivatives business license type Sor-2” means a license to undertake derivatives business