Kingdom of Thailand, for supporting the management company to increasingly distribute investment units to investors and supporting investors to access more various investment channels, shall be conforming
) “representative” means a person appointed by a management company as an agent for selling investment units or receiving requisition of investment unit redemption, and in case the management company is a private
resource security) 2.4 การบริหารจัดการทรัพย์สินสารสนเทศ (asset management) 2.5
. The Guidebook also incorporates globally recognized tools and frameworks on impact measurement and management which businesses can refer to in their corporate reporting process on their positive
Securities Companies President of the Association of Investment Management Companies Managers All securities companies All securities companies licensed to undertake securities business in the category of
Management Connect Scheme on 29 June 2020, which aims to provide investors in the Greater Bay Area (“GBA”) – consisting of Guangdong, Hong Kong, and Macau – a mutual access to investment products available
Securities Companies President of the Association of Investment Management Companies Managers All securities companies All securities companies licensed to undertake securities business in the category of
นอุปกรณ์เคลื่อนท่ีส ำหรับกำรปฏิบัติงำนท่ีมีกำรเชื่อมต่อกับระบบสำรสนเทศภำยในองค์กร (mobile device) และกำรปฏิบัติงำนจำกภำยนอกบริษัท (teleworking) 3.1 กรณีพนักงานท าการเชื่อมต่อ remote access จากที่บ้าน
access of inside information by unauthorized personnel [ii] internal control and [iii] risk management of undertaking trust business, including measure for controlling and monitoring operation of its
(malfunctions of software or hardware) และการเข้าถึงโดยไมไ่ด้รับอนุญาต (access violations) 2.3 รายงานสำนักงาน ก.ล.ต. เมื่อมีเหตุการณ์ที่ส่งผลกระทบต่อระบบการบริหารจัดการกระเป๋า สินทรัพย์ดิจิทัล (wallet management