structure, operating systems, and personnel for conducting business in accordance with the rules, procedures, and conditions prescribed by the Securities and Exchange Commission. DAB Act S.30 Settlement

Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system

(     ) Subscription in excess of rights offering (     ) Exercise of conversion rights (     ) By way of inheritance 2.2 (     ) Commencement of status of a concert party (     ) Termination of status of a concert

(     ) Subscription in excess of rights offering (     ) Exercise of conversion rights (     ) By way of inheritance 2.2 (     ) Commencement of status of a concert party (     ) Termination of status of a concert

(     ) Subscription in excess of rights offering (     ) Exercise of conversion rights (     ) By way of inheritance 2.2 (     ) Commencement of status of a concert party (     ) Termination of status of a concert

(     ) Subscription in excess of rights offering (     ) Exercise of conversion rights (     ) By way of inheritance 2.2 (     ) Commencement of status of a concert party (     ) Termination of status of a concert

(     ) Subscription in excess of rights offering (     ) Exercise of conversion rights (     ) By way of inheritance 2.2 (     ) Commencement of status of a concert party (     ) Termination of status of a concert

(     ) Subscription in excess of rights offering (     ) Exercise of conversion rights (     ) By way of inheritance 2.2 (     ) Commencement of status of a concert party (     ) Termination of status of a concert

(     ) Subscription in excess of rights offering (     ) Exercise of conversion rights (     ) By way of inheritance 2.2 (     ) Commencement of status of a concert party (     ) Termination of status of a concert

(     ) Subscription in excess of rights offering (     ) Exercise of conversion rights (     ) By way of inheritance 2.2 (     ) Commencement of status of a concert party (     ) Termination of status of a concert