, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
on the giveaways. As from October 26, 2012, asset management company, brokerage firm and LBDU operator which hold marketing campaign must emphasize on the information necessary for investor?s
the termination of appointment of the manager of infrastructure within fourteen days from the termination date of appointment. Clause 5. Management company shall disclose a list of managers of each
shall not apply to the securities company’s branch office in foreign countries. Clause 3. The securities company shall open within the hours, and close on the days as follows: (1) in case of providing
law enforcement, addressing major offenses within the SEC's authority, and digital asset investment. The event was held at Mövenpick Siam Na Jomtien Pattaya Hotel, during 27-30 November
occurrence of the consulting service. Additionally, there were issues regarding the deposit payment for land purchase and the management of the company's asset utilization. Furthermore, the SEC noted concerns
, addressing major offenses within the SEC's authority, and digital asset investment. The event was held at Mövenpick Siam Na Jomtien Pattaya Hotel, during 27-30 November 2023Individuals in the pictureMr
could not rectify the problem within the specified period, which is deemed non-compliance with Clause 9(3) of the SEC Notification No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives
passed a resolution requiring Bitkub to submit a rectification plan to the SEC and complete the rectification of the relevant problematic work systems within five days in the following areas: 1
prescribed additional qualifications of principle valuers for transactions in capital market. The applicant intending to seek the SEC?s approval must pass the examination of Scholastic Management Aptitude