manner to allow members and involved persons to be well informed of possible effects and risks from the operation of the business; Part 3 Subject Matters of this Notification Clause 4 This Notification
under this Notification shall be exempted from being regarded as the operation of derivatives exchange or derivatives clearing house for which a license is required during the period of such regulatory
Notification shall be exempted from being regarded as the operation of derivatives exchange or derivatives clearing house for which a license is required during the period of such regulatory sandbox, but only
accordance with the following rules and shall supervise that its own personnel comply with such rules as well: (1) establish a written outsourcing policy having been approved by the intermediary’s board of
appointment of auditors from EY Office Limited as the Company’s auditors for the fiscal year ended March 31, 2019, any of following auditors being authorised to audit and give opinion on the Company’s financial
?Being the host of the IOSCOAPRC Meeting again this year reflects the SEC?s well recognition and active roles in international arena. The seminar which will take place on November 30 will be joined by
G:\MIS_DOCUMENTATION\MS-MF\1 Annual Report - Six Report\รายงานหกเดือน\2563\ธ.ค.63\TISCOWB\Word excel\หกเดือน TISCOWB.doc กองทุนเปิด ทสิโก้ หุ้นไทยWell-being (TISCO Thai Well-being Equity Fund) สําห
กองทุนเปิด ทสิโก้ หุ้นไทยWell-being (TISCO Thai Well-being Equity Fund) สําหรับระยะเวลา 6 เดอืน ตั้งแต่วนัที่ 1 พฤษภาคม 2564 ถงึวนัที่ 31 ตุลาคม 2564 บริษทัหลกัทรัพย์จัดการกองทุน ทสิโก้ จํากดั รายงา