Capital Market Supervisory Board.* SEC has therefore revoked the approval and will not accept her future application for approval as personnel in the capital market business for a period of 10 years
failure to perform duties or give services with loyalty, responsibility and deliberation as a professional in contravention to the Notification of the Capital Market Supervisory Board.* SEC has therefore
. 6. Transaction Size According to Notification of Connected Transaction The Transaction is considered as connected party transaction as prescribed in the Notification of the Capital Market Supervisory
considered as connected party transaction as prescribed in the Notification of the Capital Market Supervisory Board No. TorChor 21/2008 re: Related Parties Transaction and the Notification of the Board of
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
structured note offering documents without making contact or giving investment advice to investor which caused the transaction to sell structured notes to be executed as if the investment consultant had
. Description of transaction: Rental Income of immovable assets of FE, the price is set to follow the market price which will depend on the location and the use of assets. 3. Value of transaction: The total
follow the market price which will depend on the location and the use of assets. 3. Value of transaction: The total amount of Rental Income is not over than Baht 130,000. (Area of 30 sq.m., rental fee of
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